Compliance Assistant Job in Witney. Apply for the latest Witney jobs in Accounting/Financial/Insurance in Witney, Oxfordshire, United Kingdom.
Compliance Assistant Job in Witney
Job Description
We are delighted to be working with a highly regarded and successful wealth management business who are recruiting for a Compliance Assistant to join their growing team.
Reporting to the Head of Compliance you will be responsible for providing effective systems and controls framework across the organisation.
Key responsibilities include:
To undertake tasks relating to the implementation of the objectives set out in the Compliance policies and Compliance Monitoring Programme
To assist the Head of Compliance in ensuring that the Company establishes and maintains, at all times, effective systems or internal controls in order to manage and minimise the risk of losses to clients or to the Business from errors, irregularities or fraud
Assist in monitoring all aspects of the business to identify actual or potential weaknesses of internal controls, so that prompt remedial action may be taken by Senior Management
To assist in monitoring proposed changes in legislation with particular relevance to compliance of all regulatory regimes
To assist the Head of Compliance in identifying, investigating, and rectifying rule breaches, and fulfil any associated reporting requirements
Assist in providing advice and coaching to employees to enable them to deliver process improvements, which are fully compliant with relevant regulatory requirements
To assist in coordinating the handling of client complaints
To assist in the creation, implementation, and development of internal systems, in order to meet regulatory obligations, and to improve and maintain efficient working practices within the organisation.
We are ideally seeking an individual who has experience within the Financial Services industry and has the willingness to undertake further study.
The ideal application will have first class communication skills coupled with the ability to work under pressure and prioritise a busy workload.
Our client offers a generous package , coupled with excellent benefits and a sociable working environment. With this is mind, we are looking for a personable, communicative, and enthusiastic individual who is passionate and seeking a long-term career.
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Location: Witney
Category: Accounting/Financial/Insurance
Job Title: Compliance Assistant
Salary: £30000 – £40000/annum
Benefits: Full Time
Job Type: Permanent, Full Time
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